Subscriptions for Securities Industry Professionals

FINRA offers email subscription lists via our Web site. Please complete this form and check one or more of the subscription boxes to subscribe. This is a free service. You will be able to unsubscribe from any list(s) at any time. Current subscribers can update information or unsubscribe from this email subscription service at any time.

Please view our privacy policy for information on the collection and dissemination of personally identifiable information.

If you have questions regarding FINRA subscriptions, please contact the FINRA Call Center at (301) 590-6500.

Contact Information:     * Required Fields

First Name: *
Last Name: *
Email Address: *
Confirm Email: *
Zip:*
Membership Status: *
Firm: *
Title: *
BD Number:
State: *
Years employed in the financial services industry?: *
Job Function: *    (Please check all that apply)




 Other Job Function (Please Specify)

Areas of Interest:    (Please check all that apply)



Subscribe to Receive Information from FINRA
Compliance Resources
Notifications about tools and services available to help firms stay in compliance with rules and meet their regulatory responsibilities, including the FINRA Firm Gateway, checklists and other new tools.
Training for Registered Reps
Notifications about FINRA Online Learning and other training to help firms and their registered representatives meet ongoing compliance and continuing education needs.
Training for Compliance Professionals
Notifications about FINRA's education and training programs for compliance professionals, including the FINRA Institute at Wharton, compliance boot camps, and other classroom learning.
Regulatory Conferences and Workshops
Notifications about upcoming FINRA-sponsored conferences, workshops and events.
Regulatory Information & Updates (FINRA Weekly Update)
Weekly notifications of regulatory information and updates, including new speeches, news releases, announcements, and publications.
Investor Information for Securities Firms
Notifications include news and information that firms can share with clients.
Information for Mutual Fund Underwriters
Notifications regarding new rules, rule proposals and disciplinary actions that affect the mutual fund industry.
Registration and Licensing Information
Periodic updates pertaining to Web CRD and related policies, programs and systems.
Dispute Resolution Information for Arbitrators
Monthly notifications include important dispute resolution information about training opportunities, recruitment needs, new speeches, news releases, announcements, publications, and new features.
Dispute Resolution Information for Mediators
Monthly notifications include important dispute resolution information about recruitment needs, new speeches, news releases, announcements, publications, and new features.
TRACE Information for Service Bureaus
Alerts for Service Bureaus regarding important TRACE system changes, news, and information.
Information for TRACE Reporting FINRA Firms
Alerts for TRACE reporting FINRA firms regarding important TRACE system changes, news, and information.
Information for TRACE Data Vendors and Subscribers
Alerts or BTDS Vendors / Subscribers regarding important TRACE system changes, news, and information.
ADF Information
Alerts for Member Firms, Service Bureaus and Vendors/Subscribers regarding important ADF system changes, news, and information.